-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DjSWPUWsV4R7g9swqTDSKiWANX1EvAKU+HtVF69Stk9SVbZKTl9WV5Qx2jdiYFhx SNYmQHzJ+8pgTsajeqr0UQ== 0001105705-04-000007.txt : 20040212 0001105705-04-000007.hdr.sgml : 20040212 20040212171630 ACCESSION NUMBER: 0001105705-04-000007 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20040212 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: TIVO INC CENTRAL INDEX KEY: 0001088825 STANDARD INDUSTRIAL CLASSIFICATION: CABLE & OTHER PAY TELEVISION SERVICES [4841] IRS NUMBER: 770463167 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-57007 FILM NUMBER: 04592786 BUSINESS ADDRESS: STREET 1: 2160 GOLD STREET STREET 2: PO BOX 2160 CITY: ALVISO STATE: CA ZIP: 95002 BUSINESS PHONE: 4087476080 MAIL ADDRESS: STREET 1: 894 ROSS DRIVE STREET 2: SUITE 100 CITY: SUNNYVALE STATE: CA ZIP: 94089 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: TIME WARNER INC CENTRAL INDEX KEY: 0001105705 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MOTION PICTURE & VIDEO TAPE PRODUCTION [7812] IRS NUMBER: 134099534 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 75 ROCKEFELLER PLAZA CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2124848000 MAIL ADDRESS: STREET 1: 75 ROCKEFELLER PLAZA CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: AOL TIME WARNER INC DATE OF NAME CHANGE: 20000208 SC 13G/A 1 g13tivoamendment1.txt TIVO INC. 13G AMENDMENT NO1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ------------- SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. 1)* TIVO INC. --------- (Name of Issuer) Common Stock, par value $0.001 per share ---------------------------------------- (Title of Class of Securities) 888706108 --------- (CUSIP Number) December 31, 2003 ----------------- (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: |_| Rule 13d-1(b) |X| Rule 13d-1(c) |_| Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SCHEDULE 13G ================================================================================ CUSIP No. 888706108 Page 2 of 8 Pages - - ================================================================================ ================================================================================ 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) Time Warner Inc. 13-4099534 - --------- ---------------------------------------------------------------------- - --------- ---------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* a |_| b |_| - --------- ---------------------------------------------------------------------- - --------- ---------------------------------------------------------------------- 3 SEC USE ONLY - --------- ---------------------------------------------------------------------- - --------- ---------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware ================================================================================ ================================================================================ NUMBER OF 5 SOLE VOTING POWER 0 SHARES BENEFICIALLY --------- ------------------------------------------ OWNED BY --------- ------------------------------------------ EACH REPORTING 6 SHARED VOTING POWER 6,345,290 (1) PERSON WITH --------- ------------------------------------------ --------- ------------------------------------------ 7 SOLE DISPOSITIVE POWER 0 --------- ------------------------------------------ --------- ------------------------------------------ 8 SHARED DISPOSITIVE POWER 6,345,290 (1) ================================================================================ ================================================================================ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON 6,345,290 (1) - ----------- -------------------------------------------------------------------- - ----------- -------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* |_| - ----------- -------------------------------------------------------------------- - ----------- -------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 9.3% (1) - ----------- -------------------------------------------------------------------- - ----------- -------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* HC ================================================================================ *SEE INSTRUCTIONS BEFORE FILLING OUT! 1 Calculated pursuant to Rule 13d-3(d). The percentage is based on the number of shares of common stock of TiVo Inc. ("TiVo") outstanding on December 5, 2003 as reported in TiVo's Quarterly Report on Form 10-Q for the quarter ended October 31, 2003. SCHEDULE 13G ================================================================================ CUSIP No. 888706108 Page 3 of 8 Pages - - ================================================================================ ================================================================================ 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) America Online, Inc. 54-1322110 - --------- ---------------------------------------------------------------------- - --------- ---------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* a |_| b |_| - --------- ---------------------------------------------------------------------- - --------- ---------------------------------------------------------------------- 3 SEC USE ONLY - --------- ---------------------------------------------------------------------- - --------- ---------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware ================================================================================ ================================================================================ NUMBER OF 5 SOLE VOTING POWER 0 SHARES BENEFICIALLY --------- ------------------------------------------ OWNED BY --------- ------------------------------------------ EACH REPORTING 6 SHARED VOTING POWER 6,345,290 (1) PERSON WITH --------- ------------------------------------------ --------- ------------------------------------------ 7 SOLE DISPOSITIVE POWER 0 --------- ------------------------------------------ --------- ------------------------------------------ 8 SHARED DISPOSITIVE POWER 6,345,290 (1) ================================================================================ ================================================================================ 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON 6,345,290 (1) - ----------- -------------------------------------------------------------------- - ----------- -------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* |_| - ----------- -------------------------------------------------------------------- - ----------- -------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 9.3% (1) - ----------- -------------------------------------------------------------------- - ----------- -------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* CO ================================================================================ *SEE INSTRUCTIONS BEFORE FILLING OUT! 1 Calculated pursuant to Rule 13d-3(d). The percentage is based on the number of shares of common stock of TiVo outstanding on December 5, 2003 as reported in TiVo's Quarterly Report on Form 10-Q for the quarter ended October 31, 2003. CUSIP No. 888706108 Page 4 of 8 Pages - - Item 1(a) Name of Issuer TiVo Inc. -------------------------------------------------------------- Item 1(b) Address of Issuer's Principal Executive Offices: 2160 Gold Street, P.O. Box 2160, Alviso, CA 95002 -------------------------------------------------------------- Item 2(a) Name of Person Filing: Time Warner Inc. -------------------------------------------------------------- Item 2(b) Address of Principal Business Office or, if None, Residence: 75 Rockefeller Plaza, New York, NY 10019 -------------------------------------------------------------- Item 2(c) Citizenship: Delaware -------------------------------------------------------------- Item 2(d) Title of Class of Securities: Common Stock, par value $0.001 per share -------------------------------------------------------------- Item 2(e) CUSIP Number: 888706108 -------------------------------------------------------------- Item 3. If This Statement is filed Pursuant to Rule 13d-1(b) or 13d-2(b) or (c), Check Whether the Person Filing is a: (a) |_| Broker or dealer registered under Section 15 of the Exchange Act. (b) |_| Bank as defined in Section 3(a)(6) of the Exchange Act. (c) |_| Insurance company as defined in Section 3(a)(19) of the Exchange Act. (d) |_| Investment company registered under Section 8 of the Investment Company Act. (e) |_| An investment adviser in accordance with Rule 13d-1 (b)(1)(ii)(E); (f) |_| An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F); (g) |_| A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G); (h) |_| A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act; (i) |_| A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act; (j) |_| Group, in accordance with Rule 13d-1(b)(1)(ii)(J). If this statement is filed pursuant to Rule 13d-1(c), check this box. [X] CUSIP No. 888706108 Page 5 of 8 Pages - - Item 4. Ownership. Provide the following information regarding the aggregate number and percentage of the class of securities of the Issuer identified in Item 1. (a) Amount beneficially owned: 6,345,290 (1) ----------------------------------------------------------------- (b) Percent of Class: 9.3% (1) ----------------------------------------------------------------- (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote 0 ------------------------- (ii) Shared power to vote or to direct the vote 6,345,290 (1) ----------------------- (iii) Sole power to dispose or to direct the disposition of 0 ------------ (iv) Shared power to dispose or to direct the disposition of 6,345,290 (1) -------------- 1 Calculated pursuant to Rule 13d-3(d). The percentage is based on the number of shares of common stock of TiVo outstanding on December 5, 2003 as reported in TiVo's Quarterly Report on Form 10-Q for the quarter ended October 31, 2003. Item 5. Ownership of Five Percent or Less of a Class. Not Applicable Item 6. Ownership of More than Five Percent on Behalf of Another Person. Except as otherwise disclosed in periodic public filings with the Securities and Exchange Commission, no other person is known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, such securities. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. America Online, Inc. - CO Item 8. Identification and Classification of Members of the Group. Not Applicable Item 9. Notice of Dissolution of Group. Not Applicable CUSIP No. 888706108 Page 6 of 8 Pages - - Item 10. Certifications. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection or as a participant in any transaction having that purpose or effect. CUSIP No. 888706108 Page 7 of 8 Pages - - SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 12, 2004 Time Warner Inc. /s/ Wayne H. Pace ---------------------------- (Signature) Wayne H. Pace Executive Vice President and Chief Financial Officer ---------------------------- (Name/Title) America Online, Inc. /s/ Stephen M. Swad ---------------------------- (Signature) Stephen M. Swad Executive Vice President and Chief Financial Officer ---------------------------- (Name/Title) CUSIP No. 888706108 Page 8 of 8 Pages - - EXHIBIT NO. 1 JOINT FILING AGREEMENT Time Warner Inc., a Delaware corporation, and America Online, Inc., a Delaware corporation, each hereby agrees, in accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, that the Schedule 13G filed herewith, and any amendments thereto, relating to the shares of Common Stock, par value $0.001 per share, of TiVo Inc. is, and will be, jointly filed on behalf of each such person and further agree that this Joint Filing Agreement be included as an Exhibit to such joint filings. In evidence thereof, the undersigned hereby execute this Agreement as of the date set forth below. Dated: February 12, 2004 TIME WARNER INC. By: /s/ Wayne H. Pace ---------------------------- Name: Wayne H. Pace Title: Executive Vice President and Chief Financial Officer AMERICA ONLINE, INC. By: /s/ Stephen M. Swad ---------------------------- Name: Stephen M. Swad Title: Executive Vice President and Chief Financial Officer -----END PRIVACY-ENHANCED MESSAGE-----